Research Methodology

Grounded Theory: What It Is and How to Use It in Research

6 min read

Learn what grounded theory is, how Glaser and Strauss approaches differ, and when to use this qualitative methodology for theory-building research.

What Is Grounded Theory?

Grounded theory is a qualitative research methodology designed to develop theoretical explanations of social processes directly from empirical data, rather than testing pre-existing hypotheses. Developed by sociologists Barney Glaser and Anselm Strauss in 1967, the method involves iterative cycles of data collection, coding, and analysis where emerging patterns guide subsequent data gathering. The resulting theory is "grounded" in the data itself, built from observations up rather than imposed from existing frameworks down. It's most commonly used in sociology, nursing, education, and organizational research, though its principles apply to any field where you need to understand processes that existing theory doesn't adequately explain.

Why Grounded Theory Matters in Research

Grounded theory fills a gap that other qualitative methods don't address: it produces formal theoretical frameworks rather than descriptive accounts. When you're studying a phenomenon that's poorly understood or where existing theories don't fit the context, grounded theory provides a systematic path from raw data to explanatory models. The original Glaser and Strauss text, The Discovery of Grounded Theory, has been cited over 130,000 times and continues to shape research design across disciplines.

How Grounded Theory Works

Core Principles

Three principles distinguish grounded theory from other qualitative approaches:

Theoretical sampling. Unlike conventional qualitative research where you recruit all participants upfront, grounded theory uses emerging findings to determine who or what to study next. If early interviews reveal an unexpected pattern, you adjust your sampling to explore that pattern further. Data collection continues until you reach theoretical saturation, the point where new data no longer produces new insights relevant to your developing theory.

Constant comparison. Every piece of data is compared with every other piece throughout the analysis. You compare incidents with incidents, incidents with codes, codes with categories, and categories with categories. This ongoing comparison sharpens the boundaries of your concepts and reveals relationships between them.

Memo writing. Researchers write analytical memos throughout the process, notes that capture emerging ideas, connections, and theoretical hunches. Memos serve as the bridge between raw coding and the finished theory. Skipping memo writing is the most common reason grounded theory studies produce thin, descriptive results instead of genuine theory.

Glaser vs. Strauss (and Corbin)

After their original collaboration, Glaser and Strauss diverged on how the method should be practiced. Their disagreement created two distinct schools.

Aspect Glaserian (Classic) Straussian (Strauss & Corbin)
Literature review Delay until theory emerges Conduct early for sensitivity
Coding approach Open, selective, theoretical Open, axial, selective
Data forcing Let theory emerge naturally Use structured frameworks (paradigm model)
Verification Theory discovery, not verification Includes verification procedures
Flexibility More open-ended More prescriptive
Best suited for Experienced qualitative researchers Researchers who want structured guidance

A third approach. Charmaz's constructivist grounded theory, adds a layer of reflexivity, acknowledging that the researcher co-constructs the theory rather than discovering it objectively. This version is now the most commonly taught in qualitative methods courses.

Types of Coding

Grounded theory uses distinct coding stages that build on each other:

Open coding breaks data into discrete segments and labels them with conceptual codes. You might code a customer interview segment about switching providers with codes like "frustration with support response time," "price comparison trigger," and "trust erosion."

Axial coding (Straussian) reassembles the data by identifying relationships between open codes. You organize codes around central categories and map conditions, actions, and consequences. Glaser's approach skips this formal step, instead using coding families to explore relationships.

Selective/theoretical coding integrates everything into a core category, the central phenomenon that your theory explains. All other categories relate to this core. In the switching example, the core category might be "threshold of accumulated dissatisfaction."

Building the Theory

The finished product of a grounded theory study is a substantive theory, an explanatory framework that accounts for variation in the phenomenon you studied. It should include clearly defined categories, specified relationships between them, and boundary conditions (where the theory applies and where it doesn't).

Good grounded theories are parsimonious. They explain a lot with relatively few concepts. If your theory has 15 categories with no clear hierarchy, you probably haven't reached the selective coding stage yet.

When to Use Grounded Theory

  • When existing theories don't explain a phenomenon you're observing in your data or market
  • When you're studying a process (how something happens over time) rather than a state (what something looks like at one point)
  • When the research question is genuinely open-ended and you can't predict what you'll find
  • When you need to develop a conceptual framework that other researchers or teams can test and apply
  • When you have the time and access for iterative data collection, grounded theory isn't a quick method

Common Mistakes to Avoid

  • Applying the label "grounded theory" to basic thematic analysis: if you didn't use theoretical sampling, constant comparison, and memo writing, it isn't grounded theory
  • Stopping data collection before reaching saturation because of time or budget constraints, then claiming saturation anyway
  • Skipping memo writing and trying to jump from codes directly to theory, which produces descriptions rather than explanations
  • Starting with a hypothesis and using grounded theory procedures to confirm it, the method is designed for discovery, not verification
  • Mixing Glaserian and Straussian procedures without understanding the philosophical differences between them

How Quali-Fi Supports Grounded Theory

Quali-Fi's platform supports the iterative data collection that grounded theory requires. The Research plan ($1,061/month) allows researchers to deploy surveys and open-ended question sets in stages, adjusting questions between waves as theoretical categories emerge. AI-assisted coding generates initial code suggestions from open-ended responses that researchers can refine through constant comparison. The Intelligence tier ($2,750+/project) provides dedicated analyst support for complex theory-building projects that require multiple rounds of data collection and analysis.

Frequently Asked Questions

How long does a grounded theory study take?

Most grounded theory studies take several months to a year or more because of the iterative nature of data collection and analysis. You can't plan the entire study upfront, each round of analysis determines what you need to collect next. Shorter timelines are possible with focused research questions and readily accessible participants, but rushing the process undermines the method's core logic.

Can grounded theory use quantitative data?

The original methodology was designed for qualitative data, but Glaser has argued that "all is data", including quantitative sources. In practice, most grounded theory studies rely primarily on interviews, observations, and documents. Quantitative data can supplement the analysis, particularly during selective coding when you're testing the scope of your categories.

What's the difference between grounded theory and thematic analysis?

Thematic analysis identifies and describes patterns in data. Grounded theory goes further by building explanatory theory, specifying why patterns exist and how categories relate to each other. Thematic analysis also uses fixed samples, while grounded theory uses theoretical sampling that evolves during the study. If you need description, use thematic analysis. If you need explanation, consider grounded theory.

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